Research Team

Mickey M. Schleien, CFA

Managing Director, Equity Research

mschleien@ladenburg.com

Mr. Schleien, CFA covers the Business Development Company (BDC) sector, is a Supervisory Analyst responsible for approving firm research, and also provides research coverage of certain non‐BDC companies. He is an Institutional Investor‐ranked equity analyst who has covered companies in a variety of industries including telecom, Internet services, telecom equipment, electric utilities, construction, chemicals, beverages, aerospace, technology, consumer, building products, investment banking, investment management, paper, apparel, restaurants, food, transportation, and hospitality. Prior to joining Ladenburg Thalmann, he was a valuation consultant and manager of private investments. Previously, he was Vice President of Corporate Development at AT&T Latin America. Prior to ATTLA, he was an equity analyst at Lehman Brothers, UBS, HSBC James Capel, and Morgan Stanley in New York as well as D.A. Campbell Company in Los Angeles. He holds an M.B.A. in Finance from Loyola Marymount University and a bachelor’s degree in Chemistry from UCLA. Mr. Schleien is a member of the CFA Institute.

Healthcare & Life Sciences

Matthew L. Kaplan

Matthew L. Kaplan

Managing Director, Head of Healthcare Equity Research

Jeffrey S. Cohen

Jeffrey S. Cohen

Managing Director, Equity Research

Wangzhi Li, PhD

Wangzhi Li, PhD

Managing Director, Equity Research-Biotech

Michael J. Higgins

Michael J. Higgins

Managing Director, Senior Biopharmaceuticals Equity Research

Yield-Oriented Equities

Mickey M. Schleien, CFA

Mickey M. Schleien, CFA

Managing Director, Equity Research

Christopher Nolan, CFA

Christopher Nolan, CFA

Executive Vice President, Equity Research

Energy, Power & Infrastructure

Michael C. Schmitz, CFA

Michael C. Schmitz, CFA

Managing Director, Equity Research

Telecom, Media & Technology

Jon R. Hickman

Jon R. Hickman

Managing Director, Equity Research

Glenn G. Mattson, Jr.

Glenn G. Mattson, Jr.

Vice President, Equity Research