Chief Compliance Officer
Mr. Mateicka has been our Chief Compliance Officer since 2006. Prior to joining Ladenburg, Mr. Mateicka spent the majority of his career with Lehman Brothers, J.P. Morgan and Oppenheimer & Co. Inc. Mr. Mateicka’s industry background spans more than 35 years, including extensive experience in retail & institutional office branch management, administration, compliance and operations management of private client service back and middle offices. He holds a B.S. degree in Economics from St. Peter’s College, as well as holding the series 3, 4, 7, 8, 24, 63, 51, and 65 licenses.