Leadership

Robert Mateicka

Chief Compliance Officer

Mr. Mateicka has been our Chief Compliance Officer since 2006.  Prior to joining Ladenburg, Mr. Mateicka spent the majority of his career with Lehman Brothers, J.P. Morgan and Oppenheimer & Co. Inc.  Mr. Mateicka’s industry background spans more than 35 years, including extensive experience in retail & institutional office branch management, administration, compliance and operations management of private client service back and middle offices.  He holds a B.S. degree in Economics from St. Peter’s College, as well as holding the series 3, 4, 7, 8, 24, 63, 51, and 65 licenses. 

Peter Blum

Peter Blum

Co-President and Chief Executive Officer

David Rosenberg

David Rosenberg

Co-President and Chief Executive Officer

Joseph Giovanniello

Joseph Giovanniello

Senior Vice President and General Counsel

Robert Mateicka

Robert Mateicka

Chief Compliance Officer