Management Team

David Ballard

David Ballard

Senior Vice President, Enterprise Services

Mr. Ballard joins Ladenburg from Docupace Technologies, a leading digital operations technology provider in the wealth management space, where he served as President and Chief Operating Officer.  Previously, Mr. Ballard served as Executive Vice President and Chief Operating Officer at Cetera Financial Group. That role followed more than two decades in executive and management roles at several firms in the independent financial advisory and asset management industries, including AIG Advisor Group, SunAmerica Mutual Funds and AIG Retirement Services.

Richard J. Lampen

Richard J. Lampen

Chief Executive Officer, President and Chairman of the Board

Mark Zeitchick

Mark Zeitchick

Executive Vice President and Director

Adam Malamed

Adam Malamed

Executive Vice President, Chief Operating Officer and Director

Brett H. Kaufman

Brett H. Kaufman

Senior Vice President and Chief Financial Officer

Brian L. Heller

Brian L. Heller

Senior Vice President - Business and Legal Affairs

Joseph Giovanniello

Joseph Giovanniello

Senior Vice President – Corporate and Regulatory Affairs

John Blood

John Blood

Senior Vice President - Advisory Services & Solutions

Craig Timm

Craig Timm

Chief Risk Officer

Carly P. Maher

Carly P. Maher

Senior Vice President - Enterprise Initiatives

Doreen Griffith

Doreen Griffith

Senior Vice President, Chief Information Officer

Paul Lofties

Paul Lofties

Senior Vice President - Wealth Management

Kirk Hulett

Kirk Hulett

Senior Vice President - Organizational & Practice Development

George Oka

George Oka

Senior Vice President, Head of Corporate Development

David Ballard

David Ballard

Senior Vice President, Enterprise Services

Doug Baxley

Doug Baxley

Vice President, Retirement and Fiduciary Services

Dan Sachar

Dan Sachar

Vice President, Enterprise Innovation