Management Team

Doug Baxley

Doug Baxley

Vice President, Retirement and Fiduciary Services

Doug Baxley is Vice President, Retirement and Fiduciary Services for Ladenburg Thalmann Financial Services. Doug began his financial services career serving as an advisor with American Express Financial Advisors. In 2006 Doug joined Securities Service Network where he served as vice president of compliance and chief compliance officer of SSN Advisory, Inc. Doug is a CERTIFIED FINANCIAL PLANNER™ practitioner; a Certified Regulatory Compliance Professional; insurance licensed in life, health and variable lines of business; and holds the Series 4, 7, 24, 27, 63, 53 and 65 licenses.

Doug lives in Knoxville, TN with his wife and two sons. In their free time, they enjoy movies, hiking, and going to the beach.

Richard J. Lampen

Richard J. Lampen

Chief Executive Officer, President and Chairman of the Board

Mark Zeitchick

Mark Zeitchick

Executive Vice President and Director

Adam Malamed

Adam Malamed

Executive Vice President, Chief Operating Officer and Director

Brett H. Kaufman

Brett H. Kaufman

Senior Vice President and Chief Financial Officer

Brian L. Heller

Brian L. Heller

Senior Vice President - Business and Legal Affairs

Joseph Giovanniello

Joseph Giovanniello

Senior Vice President – Corporate and Regulatory Affairs

John Blood

John Blood

Senior Vice President - Advisory Services & Solutions

Craig Timm

Craig Timm

Chief Risk Officer

Carly P. Maher

Carly P. Maher

Senior Vice President - Enterprise Initiatives

Doreen Griffith

Doreen Griffith

Senior Vice President, Chief Information Officer

Paul Lofties

Paul Lofties

Senior Vice President - Wealth Management

Kirk Hulett

Kirk Hulett

Senior Vice President - Organizational & Practice Development

George Oka

George Oka

Senior Vice President, Head of Corporate Development

Doug Baxley

Doug Baxley

Vice President, Retirement and Fiduciary Services

Oksana Poznak

Oksana Poznak

Vice President, Head of Sponsor Relations

Dan Sachar

Dan Sachar

Vice President, Enterprise Innovation