Management Team

Craig Timm

Craig Timm

Chief Risk Officer

Mr. Timm became our Chief Risk Officer in March 2014. He was most recently at Ameriprise Financial, Inc., where he was Vice President of Risk & Control Services covering the Advice and Wealth Management division as well as the Technology organization. From December 2010 until July 2011 he was Vice President and Chief Risk Officer for Securities America. His experience includes over 20 years of expertise within the financial services industry. He is a registered principal and registered representative and holds multiple certifications related to his field, including Certified Financial Services Auditor, Certified Information Systems Auditor, Certification in Risk Management Assurance, and Certified Regulatory Compliance Professional.

Brett H. Kaufman

Brett H. Kaufman

Senior Vice President and Chief Financial Officer

Brian L. Heller

Brian L. Heller

Senior Vice President - Business and Legal Affairs

Craig Timm

Craig Timm

Chief Risk Officer