Management Team

Craig Timm

Craig Timm

Chief Risk Officer

Mr. Timm became our Chief Risk Officer in March 2014. He was most recently at Ameriprise Financial, Inc., where he was Vice President of Risk & Control Services covering the Advice and Wealth Management division as well as the Technology organization. From December 2010 until July 2011 he was Vice President and Chief Risk Officer for Securities America. His experience includes over 20 years of expertise within the financial services industry. He is a registered principal and registered representative and holds multiple certifications related to his field, including Certified Financial Services Auditor, Certified Information Systems Auditor, Certification in Risk Management Assurance, and Certified Regulatory Compliance Professional.

Richard J. Lampen

Richard J. Lampen

Chief Executive Officer, President and Chairman of the Board

Mark Zeitchick

Mark Zeitchick

Executive Vice President and Director

Adam Malamed

Adam Malamed

Executive Vice President, Chief Operating Officer and Director

Brett H. Kaufman

Brett H. Kaufman

Senior Vice President and Chief Financial Officer

Brian L. Heller

Brian L. Heller

Senior Vice President - Business and Legal Affairs

Joseph Giovanniello

Joseph Giovanniello

Senior Vice President – Corporate and Regulatory Affairs

John Blood

John Blood

Senior Vice President - Advisory Services & Solutions

Craig Timm

Craig Timm

Chief Risk Officer

Carly P. Maher

Carly P. Maher

Senior Vice President - Enterprise Initiatives

Doreen Griffith

Doreen Griffith

Senior Vice President, Chief Information Officer

Paul Lofties

Paul Lofties

Senior Vice President - Wealth Management

Kirk Hulett

Kirk Hulett

Senior Vice President - Organizational & Practice Development

George Oka

George Oka

Senior Vice President, Head of Corporate Development

Doug Baxley

Doug Baxley

Vice President, Retirement and Fiduciary Services

Oksana Poznak

Oksana Poznak

Vice President, Head of Sponsor Relations

Dan Sachar

Dan Sachar

Vice President, Enterprise Innovation